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Legg Mason IRA Transfer of Assets Form

Request an IRA transfer of assets or a direct rollover from an existing retirement plan account to your Legg Mason IRA

  • Sep-05-2014
  • Account Maintenance Form
  • public

Legg Mason IRA Certification Rollover Assets

Use this form to certify your rollover assets coming from an IRA account

  • Sep-05-2014
  • Account Maintenance Form
  • public

Legg Mason Roth IRA Conversion Request Internal Between LM Retirement Accounts

Convert a traditional, SEP or SIMPLE (after the required two year holding period) IRA within Legg Mason Funds to a Legg Mason Roth IRA

  • Sep-05-2014
  • Account Maintenance Form
  • public

Which Type of IRA is Right for You - Spanish

Compares the strengths and limitations of a Traditional IRA versus a Roth IRA, including information about deductions and contribution limits.

  • Aug-23-2019
  • Brochure
  • public

Value-Added Resources For Your Business (Retirement)

Legg Mason's resources help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

  • Oct-08-2019
  • Brochure
  • advisor

ACES 2.0 Workbook

A resource guide including checklists, worksheets, surveys and information for use with 401(k) plan sponsors and employees.

  • Sep-04-2019
  • Brochure
  • advisor
  • PUB ID: TAPX015809

ACES - Addressing Participant Fee Transparency - Prospecting Letter

A sample prospecting letter to leverage when communicating about the 404(a)(5) disclosure regulation to plan sponsors.

  • Sep-10-2019
  • Worksheet
  • advisor

ACES - Focus On Fees - Prospecting Letter

Prospecting letter developed to help you highlight the importance of fee transparency to plan participants.

  • Sep-10-2019
  • Brochure
  • advisor

ACES - Financial Professional Change - Prospecting Letter

Prospecting letter illustrating that changing a financial advisor can be lead to better service and improved participant engagement.

  • Sep-10-2019
  • Brochure
  • advisor

ACES - Quality of Service - Prospecting Letter

An example of a prospecting letter to highlight the high quality services offered to employers and employees.

  • Sep-10-2019
  • Brochure
  • advisor

IMPORTANT INFORMATION: All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each product's web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Carefully consider a fund's investment objectives, risks, charges and expenses before investing. Please view the prospectus or summary prospectus for this and other information. Read it carefully.

FINANCIAL ADVISORS: Please note that not all share classes may be available for sale at your firm. Please call the Legg Mason Sales Desk 1-800-822-5544 or your Legg Mason Sales contact for more information.