Literature Results Page

Whitepaper offering insights to help plan sponsors and advisors prepare for a plan audit by providing a road map to help determine whether an audit is required, whether it can be limited in scope, what that means for the plan and how to select an auditor with the proper expertise.

Legg Mason's resources help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

A brochure of Legg Mason's resources to help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

A sample prospecting letter to leverage when communicating about the 404(a)(5) disclosure regulation to plan sponsors.

Prospecting letter developed to help you highlight the importance of fee transparency to plan participants.

Prospecting letter illustrating that changing a financial advisor can be lead to better service and improved participant engagement.

Prospecting letter questioning who is acting as a fiduciary, a financial professional or the plan sponsor. This is an important topic for plan sponsors to be aware of given the level of responsibility involved with being a fiduciary.

An example of a prospecting letter to highlight the high quality services offered to employers and employees.

A sample prospecting letter for advisors to use when communicating with plan sponsors about the retirement plan design options.

Request an IRA transfer of assets or a direct rollover from an existing retirement plan account to your Legg Mason IRA