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ACES 2.0 Workbook

A resource guide including checklists, worksheets, surveys and information for use with 401(k) plan sponsors and employees.

  • Sep-04-2019
  • Brochure
  • advisor
  • PUB ID: TAPX015809

ACES 2.0 Advisor Presentation

A presentation focused on 401(k) plan business. Offers a process for you to follow to maintain and grow your retirement plan client base.

  • Sep-04-2019
  • Presentation
  • advisor

Unconstrained Investing: Stay Active in These Uncertain Times

Robert Abad explains why income generation via global credit will become an increasingly integral part of investors preferences and how active sector rotation will be essential.

  • Aug-23-2019
  • Market Commentary
  • advisor
  • PUB ID: WASX496491

Retirement Account Quick Reference Guide

A guide comparing a Traditional IRA, Roth IRA, SEP, SIMPLE IRA, 403(b)(7), and 401(k). Includes information on taxable income and plan contribution limits.

  • Aug-23-2019
  • Brochure
  • public
  • PUB ID: TAPX014237

Helpful Tips to Prepare for a Retirement Plan Audit

Whitepaper offering insights to help plan sponsors and advisors prepare for a plan audit by providing a road map to help determine whether an audit is required, whether it can be limited in scope, what that means for the plan and how to select an auditor with the proper expertise.

  • Aug-26-2019
  • Whitepaper
  • advisor
  • PUB ID: RETX016252

Value-Added Resources For Your Business (Retirement)

Legg Mason's resources help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

  • Oct-08-2019
  • Brochure
  • advisor

Value-Added Resources For Your Business

A brochure of Legg Mason's resources to help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

  • Sep-30-2019
  • Brochure
  • advisor
  • PUB ID: TAPX011729

ACES - Addressing Participant Fee Transparency - Prospecting Letter

A sample prospecting letter to leverage when communicating about the 404(a)(5) disclosure regulation to plan sponsors.

  • Sep-10-2019
  • Worksheet
  • advisor

ACES - Focus On Fees - Prospecting Letter

Prospecting letter developed to help you highlight the importance of fee transparency to plan participants.

  • Sep-10-2019
  • Brochure
  • advisor

ACES - Financial Professional Change - Prospecting Letter

Prospecting letter illustrating that changing a financial advisor can be lead to better service and improved participant engagement.

  • Sep-10-2019
  • Brochure
  • advisor

IMPORTANT INFORMATION: All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each product's web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

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