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Helpful Tips to Prepare for a Retirement Plan Audit

Whitepaper offering insights to help plan sponsors and advisors prepare for a plan audit by providing a road map to help determine whether an audit is required, whether it can be limited in scope, what that means for the plan and how to select an auditor with the proper expertise.

  • Aug-26-2019
  • Whitepaper
  • advisor
  • PUB ID: RETX016252

Value-Added Resources For Your Business (Retirement)

Legg Mason's resources help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

  • Oct-08-2019
  • Brochure
  • advisor

Value-Added Resources For Your Business

A brochure of Legg Mason's resources to help financial professionals successfully develop and service their retirement plan business and build strong relationships with plan sponsors and plan participants.

  • Sep-30-2019
  • Brochure
  • advisor
  • PUB ID: TAPX011729

Which Type of IRA is Right for Your Business

Compares SEP IRA plans with SIMPLE IRA plans, explaining factors such as corporate eligibility rules, coverage requirements, contribution limits and other specifications.

  • Jan-30-2020
  • Brochure
  • public
  • PUB ID: TAPX014195

ACES Worksheet - Year-End Service Checklist

This form summarizes key services that have been provided over the course of the year and provides a preliminary plan to schedule service delivery in the year ahead. Helps financial professionals reaffirm the level of service they are offering to plan sponsors.

  • Oct-17-2019
  • Worksheet
  • public

ACES Worksheet - Document Checklist

A checklist of documents that can provide valuable insights into a plan's goals, needs and history.

  • Oct-17-2019
  • Worksheet
  • public
  • PUB ID: TAPX015809-W1

ACES Worksheet - Fee Assessment Worksheet

A form designed to help plan sponsors conduct an inventory of the fees they are currently paying to various service providers.

  • Oct-17-2019
  • Worksheet
  • public
  • PUB ID: TAPX015809-W3

ACES 2.0 Workbook

A resource guide including checklists, worksheets, surveys and information for use with 401(k) plan sponsors and employees.

  • Sep-04-2019
  • Brochure
  • advisor
  • PUB ID: TAPX015809

ACES Worksheet - Planning Calendar

A planning calendar that allows for preliminary scheduling of meetings and educational services. Includes reminders of key dates in 401(k) plan administration.

  • Oct-17-2019
  • Worksheet
  • public
  • PUB ID: TAPX015809-W8

ACES Worksheet - Finals Presentation Checklist

Checklist to ensure financial professionals are well prepared for their finals presentation. Includes recommended activities before, during and after a finals presentation.

  • Oct-17-2019
  • Worksheet
  • public
  • PUB ID: TAPX015809-W9

IMPORTANT INFORMATION: All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each product's web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Carefully consider a fund's investment objectives, risks, charges and expenses before investing. Please view the prospectus or summary prospectus for this and other information. Read it carefully.

FINANCIAL ADVISORS: Please note that not all share classes may be available for sale at your firm. Please call the Legg Mason Sales Desk 1-800-822-5544 or your Legg Mason Sales contact for more information.