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Which Type of IRA is Right for Your Business

Compares SEP IRA plans with SIMPLE IRA plans, explaining factors such as corporate eligibility rules, coverage requirements, contribution limits and other specifications.

  • Feb-27-2017
  • Brochure
  • public
  • PUB ID: TAPX014195

ACES Planning Calendar

A planning calendar that allows for preliminary scheduling of meetings and educational services. Includes reminders of key dates in 401(k) plan administration.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W8

ACES Year-End Service Checklist

This form summarizes key services that have been provided over the course of the year and provides a preliminary plan to schedule service delivery in the year ahead. Helps financial professionals reaffirm the level of service they are offering to plan sponsors.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W12

ACES Service Summary Worksheet

A worksheet summarizing all of the services a Financial Professional could offer a 401(k) plan. Allows the Financial Professional to indicate whether he/she wishes to deliver each service once a year, twice a year, quarterly, or just on an "as needed" basis.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W5

ACES 404(c) Information Checklist

A checklist intended to facilitate a Plan Sponsor's review of whether required information is being provided to participants. Covers both mandated disclosures and those triggered by participant requests.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W11

ACES Annual Review Agenda and Discussion Guidelines

A comprehensive set of agenda guidelines including 6 potential discussion topics. Designed to help financial professionals confirm the annual review date and items for review.

  • Jun-28-2016
  • Worksheet
  • public

ACES Financial Professional Evaluation Questionnaire/Survey

An evaluation used to help plan sponsors rate the services of their current financial professional.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W4

ACES Fee Assessment Worksheet

A form designed to help plan sponsors conduct an inventory of the fees they are currently paying to various service providers.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W3

ACES Common Fiduciary Concerns Questionnaire

Questions for plans sponsors to consider when reviewing areas for improvement when performing their role as a fiduciary.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W2

ACES Education Policy Statement Worksheet (Part B)

A worksheet for advisors to evaluate a plan sponsor's efforts to engage employee participation and improve educational opportunities.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W7

IMPORTANT INFORMATION: All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each product’s web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Carefully consider a fund’s investment objectives, risks, charges and expenses before investing. Please view the prospectus or summary prospectus for this and other information. Read it carefully.

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