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Which Type of IRA is Right for Your Business

Compares SEP IRA plans with SIMPLE IRA plans, explaining factors such as corporate eligibility rules, coverage requirements, contribution limits and other specifications.

  • Feb-27-2017
  • Brochure
  • public
  • PUB ID: TAPX014195

Your Marketing Business Plan: A Blueprint for your Practice

A comprehensive marketing business plan template that helps you detail, understand and determine accountability for all of the tasks associated with key business goals

  • May-19-2016
  • Brochure
  • advisor
  • PUB ID: TAPX013702

ACES 2.0 Workbook

A resource guide including checklists, worksheets, surveys and information for use with 401(k) plan sponsors and employees.

  • Jun-28-2016
  • Brochure
  • advisor
  • PUB ID: TAPX015809

ACES Service Summary Worksheet

A worksheet summarizing all of the services a Financial Professional could offer a 401(k) plan. Allows the Financial Professional to indicate whether he/she wishes to deliver each service once a year, twice a year, quarterly, or just on an "as needed" basis.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W5

ACES Financial Professional Evaluation Questionnaire/Survey

An evaluation used to help plan sponsors rate the services of their current financial professional.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W4

ACES Planning Calendar

A planning calendar that allows for preliminary scheduling of meetings and educational services. Includes reminders of key dates in 401(k) plan administration.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W8

ACES Education Policy Statement Worksheet (Part B)

A worksheet for advisors to evaluate a plan sponsor's efforts to engage employee participation and improve educational opportunities.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W7

ACES Finals Presentation Checklist

Checklist to ensure financial professionals are well prepared for their finals presentation. Includes recommended activities before, during and after a finals presentation.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W9

ACES Fee Assessment Worksheet

A form designed to help plan sponsors conduct an inventory of the fees they are currently paying to various service providers.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W3

ACES Year-End Service Checklist

This form summarizes key services that have been provided over the course of the year and provides a preliminary plan to schedule service delivery in the year ahead. Helps financial professionals reaffirm the level of service they are offering to plan sponsors.

  • Jun-28-2016
  • Worksheet
  • public
  • PUB ID: TAPX015809-W12

IMPORTANT INFORMATION: All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each product’s web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Carefully consider a fund’s investment objectives, risks, charges and expenses before investing. Please view the prospectus or summary prospectus for this and other information. Read it carefully.

FINANCIAL ADVISORS: Please note that not all share classes may be available for sale at your firm. Please call the Legg Mason Sales Desk 1-800-822-5544 or your Legg Mason Sales contact for more information.