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ACES Worksheet - Annual Review Agenda and Discussion Guidelines

A comprehensive set of agenda guidelines including 6 potential discussion topics. Designed to help financial professionals confirm the annual review date and items for review.

  • Mar-30-2020
  • Worksheet
  • public
  • PUB ID: TAPX015809-W13

Which Type of IRA is Right for Your Business

Compares SEP IRA plans with SIMPLE IRA plans, explaining factors such as corporate eligibility rules, coverage requirements, contribution limits and other specifications.

  • Jan-30-2020
  • Brochure
  • public

Whitepaper - Helpful Tips to Prepare for a Retirement Plan Audit

Whitepaper offering insights to help plan sponsors and advisors prepare for a plan audit by providing a road map to help determine whether an audit is required, whether it can be limited in scope, what that means for the plan and how to select an auditor with the proper expertise.

  • Sep-18-2020
  • Whitepaper
  • advisor
  • PUB ID: RETX016252

Whitepaper - Don't Take Your Plan For Granted: Fiduciary Misconceptions

Whitepaper explaining six misconceptions of a retirement plan sponsor's duty. Includes a plan sponsor self-assessment and checklist.

  • Jun-08-2020
  • Whitepaper
  • public
  • PUB ID: RETX016255

Workbook - ACES: Advisor Commitment to 401(k) Education and Service

A resource guide including checklists, worksheets, surveys and information for use with 401(k) plan sponsors and employees.

  • Nov-24-2020
  • Brochure
  • advisor

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