| Business-to-Business Services |
| In addition to advising individual investors, Legg Mason also provides a host of Business-to-Business services with a broad range of expertise. |
Association Investment Program
LM Financial Partners
Prime Brokerage Service
Legg Mason Correspondent Clearing Services
Professional Alliance Program
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Association Investment Program |
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| Legg Mason's ASAE Association Investment Program (AIP) was created to assist associations and not-for-profit organizations in reaching their investment objectives. |
| To learn more about the AIP, please visit our ASAE Association Investment Program Investment Center. |
LM Financial Partners |
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| LM Financial Partners, Inc. (LMFP) provides securities brokerage services principally through banks and other depository institutions. As a wholly-owned subsidiary of Legg Mason, Inc., LM Financial Partners can provide your financial institution with access to the experience, support, resources and full line of products offered by one of the largest securities firms in the country. |
| LM Financial Partners, Inc. is a broker-dealer registered with the National Association of Securities Dealers, Inc. (NASD), a member of the Securities Investor Protection Corporation (SIPC), and a Registered Investment Advisor (RIA) with the Securities and Exchange Commission. |
| To learn more about LM Financial Partners, please visit us online at LM Financial Partners, Inc. |
Prime Brokerage Service |
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| Legg Mason's Custody Services Group is dedicated to providing the personal service you expect from a leading brokerage firm. Our custody services allow clients the ability to execute trades at multiple securities brokerage firms while maintaining custody of these assets at Legg Mason.
"Prime Broker Arrangements" is a system developed by full-service brokerage firms to facilitate the clearance and settlement of securities trades for substantial retail and institutional investors.
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Legg Mason Correspondent Clearing Services |
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| Legg Mason Clearing Services offers high-quality, fully integrated clearing services for our correspondents. This service includes access to our advanced technology platform as well as attention to your unique business needs. |
| For more information about our Prime Brokerage Services and Correspondent Clearing Services, please contact Fred Zeh at (800) 368-2558 ext. 3334. |
Professional Alliance Program |
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| The Professional Alliance Program builds alliances between accounting firms and Financial Advisors of Legg Mason. Within the program, the CPA refers his/her clients to the Financial Advisor and works closely with him to assist in the development and ongoing management of the client's investment strategy. Through this alliance, the CPAs add value to their client relationship and are compensated by Legg Mason, as their clients benefit from the coordinated strategy that is developed through the alliance. |
| Learn more about the Professional Alliance Program. |