ClearBridge Advisors

ClearBridge All Cap Value Portfolios

Overview

All Cap Value investment portfolios, headed by John Goode and Peter Hable, focus on large-, medium- and small-company stocks. The lead senior portfolio managers have spent their entire careers with ClearBridge Advisors and its predecessor firms.

Investment Objective

The All Cap Value strategy seeks to:

  • achieve growth of capital by investing in stocks of varying capitalizations which offer long-term investment value; and
  • deliver above-average returns while also providing downside protection.

Investment Philosophy

We believe that:

  • Investing in large-, mid- and small-cap stocks, whose market prices are attractive in relation to their underlying fundamentals, reduces risk through diversification1  and provides potential for long-term capital appreciation.

Key Differentiators

  • Portfolio managers may decide to invest portfolios gradually or all at once based on market conditions, valuations and/or other factors they consider to be relevant
  • Strong emphasis on technical and fundamental analysis of securities to identify ideal prices at which to invest

Portfolio Positioning

  • Designed for investors seeking a value portfolio, with the ability to invest in all market capitalizations
  • A core value portfolio
  • Offers a long-term buy-and-hold strategy, which may reduce portfolio turnover2

Investment Process

We seek to:

  • Define the investment universe
    • identify quality equity investments in different categories, which may include common stocks in the Russell 3000 Value Index3, and to a lesser extent, ETFs4 and ADRs
  • Evaluate stocks using proprietary discipline;
    • emphasize market and industry themes and trends
    • stress long-term value in analyzing quantitative, fundamental and technical factors
  • Apply fundamental analysis to select securities
    • emphasize companies with healthy balance sheets selling at or near book value and at prices that do not accurately reflect cash flows, tangible assets or management skills;
  • Construct a diversified portfolio;
    • build a portfolio of best ideas with target allocations of approximately 60% large-, 20% medium-sized- and 20% small-company stock5 ; and
  • Review holdings continuously
    • re-examine a current holding when fundamentals or technical factors deteriorate, full growth potential is reached, or there is unusual insider buying/selling.

Investment Risks

All investments involve risk, including loss of principal and there is no guarantee that investment objectives will be met.

Investments may be made in small- and mid-cap companies, which involve a higher degree of risk and volatility than investments in large-cap companies.

Investments may also be made in ADRs and other securities of non-U.S. companies in developed and emerging markets which involve risks in addition to those ordinarily associated with investing in domestic securities, including the potentially negative effects of currency fluctuation, political and economic developments, foreign taxation and differences in auditing and other financial standards. These risks are magnified in emerging markets.

The managers may sometimes hold significant portion of portfolio assets in cash equivalents while waiting for buying opportunities.

Investments may include ETFs representing U.S. securities markets, industry and market capitalization sectors, non-U.S. country and regional markets, and other types of non-U.S. markets and sectors. In addition, a client will bear a proportionate share of the separate fees and expensed incurred by any ETF in which the clients' account is invested.

Management Team

Established in 2005, ClearBridge Advisors has over 45 years of asset management experience. The firm is known for its research-driven, fundamental approach to investing, offering actively managed U.S. equity products in a wide range of capitalizations and styles.

Investment Management

John Goode

Managing Director

  • Senior Portfolio Manager
  • 43 years of investment industry experience

Peter Hable

Managing Director

  • Senior Portfolio Manager
  • 29 years of investment industry experience

Recent Commentary


Related Resources

Fact Card




1 Diversification does not assure a profit or protect against market loss.

2Market, security and/or other investment considerations may result in higher turnover from time to time. Also, all capitalization ranges will not necessarily be represented in an individual account.

3 The Russell 3000 Value Index measures the performance of those Russell 3000 Index companies with lower price-to-book ratios and lower forecasted growth values. (A price-to-book ratio is the price of a stock compared to the difference between a company's assets and liabilities.) Please note an investor cannot invest directly in an index. The index is not managed and not subject to management or brokerage commission. Dividends are subject to reinvestment.

4Investments may include ETFs representing U.S. securities markets, industry and market capitaliztion sectors,non-U.S. country and regional markets, and other types of non-U.S. securities markets and market sectors. In addition, a client will bear a proportionate share of the separate fees and expensed incurred by any ETF in which the clients' account is invested.

5Actual percentages may vary due to economic conditions and other factors. Managers may deviate from these allocations in order to seek to meet these objectives.

The investment process may change over time. The characteristics set forth above are intended as a general illustration of some of the criteria the strategy team considers in selecting securities for client portfolios.

Client portfolios are managed based on investment instructions or advice provided by one or more of the following Legg Mason-affiliated investment management firms, as indicated in portfolio names or otherwise: ClearBridge Advisors, LLC, Western Asset Management Company and Global Currents Investment Management, LLC. Management is implemented by Legg Mason Private Portfolio Group, LLC or, in the case of certain programs, by the program sponsor or its designee.

All investments involve risk, including possible loss of principal.

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